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Social Discover for FINRA Audits

Learn How Leading Financial Firms Are Automating Social Media Compliance

You know that social media drives new business and opportunities. But your company needs to stay compliant with FINRA regulations to reap the benefits of social engagement.

Many compliance teams are stuck using voluntary opt-in programs or performing manual search and audit efforts. These solutions are ineffective, time consuming, and difficult to scale.

Take two minutes and watch this video to learn how Proofpoint Social Media Protection can help you:

• Quickly find all of your agents’ social media accounts – without voluntary compliance programs or manual search
• Easily audit the content on those accounts for compliance violations
• Automatically archive social media content, including contextual data on compliance risks

Then sign up to receive a special offer on our Social Media Compliance Audit package.