ON-DEMAND


Proofpoint Spotlight

Aired on Wednesday, September 13, 2023 | 12:00PM-1:00PM CT

Litigation Readiness with Simplified eDiscovery


In today’s increasingly complex IT environments, many organizations struggle with managing legacy data, retention policies and mitigating legal/compliance risks, all while dealing with limited IT resources. A proven archiving solution can be the foundation for addressing these and other legal and compliance challenges. Organizations need to take proactive steps towards a policy driven litigation readiness plan, ensuring that data is not only collected but can be reviewed and produced in a manner that satisfies their legal obligations, as well as business needs.

Join us for this hour-long session to help you empower your IT, Legal and Compliance teams to achieve success.

In this session you will learn:

  • The shifting landscape of eDiscovery and current market trends
  • How to improve litigation readiness and overcome eDiscovery challenges
  • Why understanding and addressing legal/compliance risks beyond capturing and managing email is critical



Rutrun Vehicula Fermentum Lacinia Enim

Featured Speakers

Mike Fenili
Mike Fenili | Staff Sales Engineer, Archive and Compliance, Proofpoint, Inc.

Mike Fenili is a Staff Sales Engineer for Proofpoint responsible for educating and enabling organizations to securely archive email, enterprise social, and collaboration data into the Proofpoint Archive, addressing their e-Discovery, regulatory compliance, retention, & litigation hold requirements. With nearly 20 years of experience, 11 of which with Proofpoint, he is a dedicated Archive Compliance, and eDiscovery technical resource, working as a technical specialist and domain expert at both vendors and partners. Mike delivers deep technical demonstrations and leads technical conversation during the pre-sales process, working with all title levels including Administrators, Compliance Officers & Legal Counsel to address client’s needs and provide education on the Proofpoint Solutions. He has been instrumental in closing numerous opportunities including many of the largest and most complex Fortune 500 and Global 2000 accounts.


Dennis Lee
Dennis Lee | Senior Specialist, Archiving, Compliance & eDiscovery, Proofpoint, Inc. 

Having worked in the compliance technology industry for nearly a decade, Dennis has developed a comprehensive understanding of the risks and challenges organizations face in managing increasing volumes of data. As a senior specialist for Archiving, Compliance & eDiscovery, Dennis regularly consults with clients on leveraging Proofpoint’s industry-leading technology to capture, manage, discover, and supervise data related to litigation, internal investigations, and regulatory inquiries. Dennis brings an extensive knowledge of regulatory compliance, litigation readiness, and data management issues to his role.



Zoom | Wednesday, September 14, 2023 | 12:00PM-1:00PM CT

Modernizing Supervision for Regulatory Compliance


Financial services firms and other highly regulated organizations face the world’s toughest regulatory scrutiny. FINRA, SEC, MiFD II and IIROC, require formal retention and supervisory review programs for all communications, making the need for compliance more prevalent than ever. Whether you’re just getting started implementing a compliance framework, have identified missing key elements in your supervision model, or need to improve the review process, this hour-long session will help you determine actionable steps to take on how to supervise and monitor content effectively.

In this session you will learn:

  • Best practices to mitigate compliance risks with supervision
  • How to establish complete audit readiness
  • How to minimize the impact of false positives



Rutrun Vehicula Fermentum Lacinia Enim

Featured Speakers

John Pepe
John Pepe | Market Development Principal and Compliance Officer, Proofpoint, Inc.

John is Proofpoint's Market Development Principal and Compliance Officer. John holds a Law Degree with a concentration in Corporate and Securities Law from Rutgers Law School and holds FINRA Series 7, 24, and 4 Principal registrations. Prior to joining Proofpoint, John was a financial services compliance officer and is still very active as an industry advisor to asset managers, banks, and brokerages.


Mike Fenili
Mike Fenili | Staff Sales Engineer, Archive and Compliance, Proofpoint, Inc.

Mike Fenili is a Staff Sales Engineer for Proofpoint responsible for educating and enabling organizations to securely archive email, enterprise social, and collaboration data into the Proofpoint Archive, addressing their e-Discovery, regulatory compliance, retention, & litigation hold requirements. With nearly 20 years of experience, 11 of which with Proofpoint, he is a dedicated Archive Compliance, and eDiscovery technical resource, working as a technical specialist and domain expert at both vendors and partners. Mike delivers deep technical demonstrations and leads technical conversation during the pre-sales process, working with all title levels including Administrators, Compliance Officers & Legal Counsel to address client’s needs and provide education on the Proofpoint Solutions. He has been instrumental in closing numerous opportunities including many of the largest and most complex Fortune 500 and Global 2000 accounts.


Dennis Lee
Dennis Lee | Senior Specialist, Archiving, Compliance & eDiscovery, Proofpoint, Inc. 

Having worked in the compliance technology industry for nearly a decade, Dennis has developed a comprehensive understanding of the risks and challenges organizations face in managing increasing volumes of data. As a senior specialist for Archiving, Compliance & eDiscovery, Dennis regularly consults with clients on leveraging Proofpoint’s industry-leading technology to capture, manage, discover, and supervise data related to litigation, internal investigations, and regulatory inquiries. Dennis brings an extensive knowledge of regulatory compliance, litigation readiness, and data management issues to his role.



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Earn Cybersecurity CPE Credit - ISC2

This event is approved and endorsed by (ISC)2 and CPE credits will automatically be credited to your member account within 4-6 weeks.

Who Should Attend

This event is suitable for compliance decision-makers, including: General Counsel, Chief Compliance or Privacy Officer; mid-level compliance/privacy management (Compliance Manager); and compliance/privacy practitioners (Compliance/Risk Assistant, Compliance Administrator). It is also suitable for information security decision-makers, including: CXO, VP of IT, Director of IT; mid-level information security management (Senior Security Manager, IT Security Manager, IT Manager) and technical information security practitioners (Security Engineer, Messaging Architect, IT Analyst). This event is not open to channel or technology partners.

NOTE: Registration requires a valid email address from your organization’s domain, so Gmail, Hotmail, AOL, Yahoo or any other ISP are not accepted.